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Process

“An investment adviser is a fiduciary whose duty is to serve the best interests of its clients, including an obligation not to subordinate clients’ interests to its own. Included in the fiduciary standard are the duties of loyalty and care.”


SEC Study on Investment Advisers and Broker-Dealers, January 2011

Fiduciary responsibility begins quite simply with the duties of loyalty and care.

Ed realizes plan fiduciaries rely on him to be the quarterback of their retirement plan. His education, experience, accreditations and professional accomplishments help plan fiduciaries work towards their requirement to manage that an experienced professional oversees their plan.

Ed’s experience couples naturally with these duties and his comprehensive program works toward walking plan fiduciaries through the four main steps to fiduciary planning – Organize, Formalize, Implement & Monitor. He also advises on the latest industry best practices and other ways to potentially maximize plan participation and outcomes.

Ed’s help includes ERISA assistance with such fiduciary services as developing and reviewing an Investment Policy Statement, ongoing investment recommendations and monitoring, QDIA assistance, non-discretionary model portfolios, performance reports, service provider liaison, education services to the plan committee and participants, participant enrollment, plan search support/vendor analysis and plan fee benchmarking services.

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7785 Highland Meadows Pkwy - Suite 202
Fort Collins, Colorado
80528 United States

  •  Tel: (970) 482-4418
  •  Fax: (970) 797-1360
  •  edward.spraberry@lpl.com
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Securities and Advisory services offered through LPL Financial. A registered investment advisor. Member FINRA & SIPC.

The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: Arkansas, Colorado, Louisiana, New York, Texas, Wyoming, Alabama, Arizona, California, Oklahoma

© 2021 Edward Spraberry, MBA, AIFA®, CPFA. All rights reserved.

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